FILE PHOTO: The U.S. Securities and Exchange Commission logo adorns an office door at the SEC headquarters in Washington, June 24, 2011. REUTERS/Jonathan Ernst/File Photo
The U.S. Securities and Exchange Commission has asked for documents from Citadel Securities and GTS, the source said. The SEC had asked Citadel Securities for information on how it opened Slack's first day of trading, the Journal reported“The direct listing of Slack was a tremendous success for the company, its shareholders and our nation’s capital markets. From our vantage point, we stand firmly behind the integrity and transparency of the listing and pricing process on this important transaction,” Citadel Securities spokesman Zia Ahmed said.
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SEC probing listings of Slack and other tech unicorns on the NYSE: WSJ - Business InsiderThe probe is focusing in particular on how trading was handled on the first day the company went public, a report from The Wall Street Journal says. Maybe the SEC dislikes direct listings vs IPOs. Wonder why? 👀
Source: BusinessInsider - 🏆 729. / 51 Read more »
SEC reportedly investigating Slack and other unicorns' market debuts on the NYSEThe Securities and Exchange Commission is investigating the market debuts of Slack and other unicorns, according to the Wall Street Journal.
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SEC Probes Listings of Slack, Other Unicorns on NYSE Over Several YearsBreaking: The SEC is probing the listings of Slack and other so-called unicorns on the New York Stock Exchange over several years, people familiar with the matter say 'EC Enforcement Staff Has Sought Info. On Listings From Citadel Securities -- Sources *SEC Sought Electronic Messages From Citadel Securities, At Least One Other Firm -- Sources ' cc zerohedge DrainTheSwamp EG. yourself SEC_Enforcement CITADEL realDonaldTrump TheJusticeDept FINRA $ostk How long till they look into China Trade Deal tweets that dragged on for 2 years?
Source: WSJ - 🏆 98. / 63 Read more »
MetLife agrees to $10 million SEC fine to settle alleged accounting errors - Business InsiderMetLife assumed that annuitants 'had died or otherwise would never be found' if they didn't respond to mailed letters sent more than five years apart. What a joke of a fine. Insurance companies are one of the biggest scammers out there.
Source: BusinessInsider - 🏆 729. / 51 Read more »
MetLife Agrees to $10 Million SEC Fine Over Pension-Related Accounting ViolationsMetLife has agreed to pay $10 million to settle Securities and Exchange Commission allegations that it violated internal accounting controls related to reserves associated with its annuities businesses. Basically 1c. Mariah Legend
Source: WSJ - 🏆 98. / 63 Read more »
SEC Probes Listings of Slack, Other Unicorns on NYSE Over Several YearsBreaking: The SEC is probing the listings of Slack and other so-called unicorns on the New York Stock Exchange over several years, people familiar with the matter say 'EC Enforcement Staff Has Sought Info. On Listings From Citadel Securities -- Sources *SEC Sought Electronic Messages From Citadel Securities, At Least One Other Firm -- Sources ' cc zerohedge DrainTheSwamp EG. yourself SEC_Enforcement CITADEL realDonaldTrump TheJusticeDept FINRA $ostk How long till they look into China Trade Deal tweets that dragged on for 2 years?
Source: WSJ - 🏆 98. / 63 Read more »