HONG KONG: UBS Group AG and Standard Chartered PLC have agreed to settle a case of alleged misconduct related to a 2009 initial public offering in Hong Kong, a counsel for the market regulator said at a tribunal hearing on Monday.
The lawyer for the SFC, Jat Sew-Tong, told the three-member Securities and Futures Appeals Tribunal at a brief hearing on Monday that details of the settlement would be released at a later date.Spokespeople for UBS and Standard Chartered in Hong Kong declined to comment on the latest development. A SFC spokesman said the regulator had nothing to add.
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